Alternative Investment Fund Investment Adviser PMS

Disclaimer - Alternative Investment Fund (AIF)

IIFL Capital Asset Management Limited (IIFLCAML) (Formerly known as IIFL Securities Alternate Asset Management Limited) - Disclosures under SEBI (Investment Advisers) Regulations, 2013

  • Investment Advisory (IA) services shall be provided to you by a specific division of IIFLCAML (‘IIFLCAML IA Division’), which will be segregated from and maintain an arm’s length relationship with the other divisions of IIFLCAML which are engaged in Portfolio Management Services and Alternative Investment Fund.

  • Investment Advisory services shall be provided to you only after the IA Division assesses your risk profile and suitability of the product.

  • If you wish to avail the investment advisory services of the IIFLCAML IA Division, you will be required to

    • complete the risk profiling and know-your client (KYC) form in the manner prescribed by IIFLCAML.

    • update the risk profiling and know-your client (KYC) information periodically as required by IIFLCAML.

    • keep the investment advisory division updated of any change in your status or other factors which will result in any change in your risk profile.

  • You will not be under any obligation to avail Execution services offered by any other IIFL Group entity (including parent, subsidiaries, affiliates and related group companies of IIFLCAML) or through any other entity recommended by the IA Division of IIFLCAML.

  • Any fees and charges, payable by you for the execution services availed by you, must be paid directly to the respective service provider and not through the IIFLCAML IA Division.

  • We trust that, before acting on our advice, you have gone through all the relevant information about the product provided to you and have sought requisite clarification about the same.

  • The IIFLCAML IA Division shall not receive any consideration by way of remuneration or compensation or in any other form, whatsoever, from any person other than the client being advised in respect of the underlying products or securities for which advice is provided to the client.

  • IIFLCAML IA Division shall maintain complete confidentiality of all information provided by you and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction. IIFLCAML IA Division will obtain information pertaining to your orders/transactions/portfolio/funds availability/securities availability etc. from the Execution Division of IIFLCAML or IIFL Group entity (including parent, subsidiaries, affiliates and related group companies of IIFLCAML) or any other third party executor for your investments (if any) to enable us to provide you with informed and appropriate advice.

  • IIFLCAML IA Division while advising on offshore investments does not act as agent for any overseas mutual funds or any other foreign financial services company. The advice provided by IIFLCAML on such offshore investments shall not amount to solicitation by IIFLCAML or IIFL Group entity.